Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0001794515-21-000277 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-08 | 2021-09-03 | GTM | Hyzer Peter Cameron | CFO | F - Tax | $65.63 | -85.4K | 1.32M | -6% | -$5.61M |
| D | 2021-09-08 | 2021-09-03 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $4.00 | +1.40M | 1.40M | New | +$5.61M |
| D | 2021-09-08 | 2021-09-03 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $0.00 | -1.40M | 161.7K | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-03 | F | D | 85,440 | $65.63 | 1,316,408 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-03 | M | A | 1,401,848 | $4.00 | 1,401,848 | D | — | — | |
| 3 | Derivative | Class P Units of ZoomInfo Holdings LLC | 2021-09-03 | M | D | 1,401,848 | $0.00 | 161,670 | D | $4.00 · — to — | 1,401,848 Class A Common Stock | (F1) Reflects Class P limited liability company units of ZoomInfo Holdings LLC ("Class P Units") which are profits interests that are economically similar to a stock settled stock option. Vested Class P units are exchangeable, at the holder's election, into a number of shares of Class A common stock ("Class A Common Stock") of ZoomInfo Technologies Inc. (the "Issuer") equal in value to the "spread value" represented by the excess of the value of shares of Class A Common Stock at the time of exchange above the "distribution threshold" associated with the Class P Units, multiplied by the number of Class P Units being exchanged. Reflects an original amount of 1,753,518 Class P Units, of which 50% vested on November 12, 2020, and the remaining 50% vest in equal monthly installments during the 24 months thereafter. Unvested units were exchanged for restricted shares of Class A Common Stock with the same vesting schedule. |