Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0001794515-21-000279 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-08 | 2021-09-03 | GTM | Hays Joseph Christopher | COO | M - OptEx | $6.42 | +641.7K | 51.2K | New | +$4.12M |
| D | 2021-09-08 | 2021-09-03 | GTM | Hays Joseph Christopher | COO | F - Tax | $65.63 | -58.5K | 590.5K | -9% | -$3.84M |
| DM | 2021-09-08 | 2021-09-03 | GTM | Hays Joseph Christopher | COO | M - OptEx | $0.00 | -641.7K | 310.5K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-03 | M | A | 566,240 | $6.56 | 649,041 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-03 | M | A | 31,640 | $4.00 | 82,801 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-09-03 | M | A | 43,771 | — | 51,161 | D | — | — | (F1) Limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") and shares of Class B Common Stock were exchanged for shares of Class A common stock ("Class A Common Stock") of ZoomInfo Technologies Inc. as described herein. |
| 4 | Common | Class A Common Stock | 2021-09-03 | F | D | 58,528 | $65.63 | 590,513 | D | — | — | |
| 5 | Derivative | Class P Units of ZoomInfo Holdings LLC | 2021-09-03 | M | D | 31,640 | $0.00 | 164,064 | D | $4.00 · — to — | 31,640 Class A Common Stock | (F3) Reflects an original amount of 350,704 Class P Units, of which 50% vested on July 1, 2020, and the remaining 50% vest in equal monthly installments during the 24 months thereafter. |
| 6 | Derivative | LLC Units of ZoomInfo Holdings LLC | 2021-09-03 | M | D | 43,771 | $0.00 | 63,909 | D | — · — to — | 43,771 Class A Common Stock | (F6) Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 7 | Derivative | Class P Units of ZoomInfo Holdings LLC | 2021-09-03 | M | D | 566,240 | $0.00 | 310,519 | D | $6.56 · — to — | 566,240 Class A Common Stock | (F4) Reflects an original amount of 876,759 Class P Units, of which 50% vested on February 1, 2021, and the remaining 50% vest in equal monthly installments during the 24 months thereafter. |