Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0001794515-22-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-15 | 2022-03-11 | GTM | Schuck Henry | CEO, Dir, 10% | M - OptEx | — | +15.0K | 16.40M | +0.1% | — |
| D | 2022-03-15 | 2022-03-11 | GTM | Schuck Henry | CEO, Dir, 10% | G - Gift | $0.00 | -15.0K | 16.38M | -0.1% | $0 |
| D | 2022-03-15 | 2022-03-11 | GTM | Schuck Henry | CEO, Dir, 10% | M - OptEx | $0.00 | -15.0K | 1.85M | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-11 | M | A | 15,000 | — | 16,395,026 | D | — | — | (F1) Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 2 | Common | Class A Common Stock | 2022-03-11 | G | D | 15,000 | $0.00 | 16,380,026 | D | — | — | |
| 3 | Derivative | LLC Units of HSKB Funds, LLC | 2022-03-11 | M | D | 15,000 | $0.00 | 1,848,514 | D | — · — to — | 15,000 Class A Common Stock | (F1) Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. |