Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001794515-22-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-06 | 2022-09-01+ | GTM | Hays Joseph Christopher | Pres, COO | S - Sale+OE | $42.38 | -25.1K | 616.7K | -4% | -$1.06M |
| D | 2022-09-06 | 2022-09-01 | GTM | Hays Joseph Christopher | Pres, COO | F - Tax | $45.42 | -284 | 620.2K | -0.0% | -$12.9K |
| DM | 2022-09-06 | 2022-09-01 | GTM | Hays Joseph Christopher | Pres, COO | M - OptEx | — | +5,787 | 620.0K | +0.9% | — |
| DM | 2022-09-06 | 2022-09-01 | GTM | Hays Joseph Christopher | Pres, COO | M - OptEx | $0.00 | -5,787 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-02 | S | D | 300 | $42.67 | 595,126 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.59 to $42.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Common Stock | 2022-09-02 | S | D | 2,226 | $41.50 | 595,426 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.335 to $42.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Common Stock | 2022-09-01 | S | D | 200 | $44.79 | 597,652 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.78 to $44.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Common Stock | 2022-09-01 | S | D | 1,100 | $44.28 | 597,852 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.73 to $44.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 5 | Common | Common Stock | 2022-09-01 | S | D | 4,908 | $42.88 | 598,952 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.57 to $43.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 6 | Common | Common Stock | 2022-09-01 | S | D | 12,841 | $42.15 | 603,860 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.57 to $42.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 7 | Common | Common Stock | 2022-09-01 | S | D | 3,493 | $42.35 | 616,701 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.27 to $42.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 8 | Common | Common Stock | 2022-09-01 | F | D | 284 | $45.42 | 620,194 | D | — | — | |
| 9 | Common | Common Stock | 2022-09-01 | M | A | 469 | — | 620,478 | D | — | — | (F3) Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions. |
| 10 | Common | Common Stock | 2022-09-01 | M | A | 5,318 | — | 620,009 | D | — | — | (F1) Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. |
| 11 | Derivative | HSKB Phantom Units | 2022-09-01 | M | D | 469 | $0.00 | 4,688 | D | — · — to — | 469 Common Stock | (F2) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. (F14) Reflects an original amount of 22,500 HSKB Phantom Units of which 50% vested on July 1, 2021 and with the remaining HSKB Phantom Units vesting in equal monthly installments over the two year period following July 1, 2021, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events and other vesting conditions. |
| 12 | Derivative | LLC Units of HSKB Funds, LLC | 2022-09-01 | M | D | 5,318 | $0.00 | 0 | D | — · — to — | 5,318 Common Stock | (F1) Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. (F3) Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions. |