Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001794515-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01 | GTM | Hays Joseph Christopher | Pres, COO | M - OptEx | — | +40.7K | 620.8K | +7% | — |
| DM | 2023-03-03 | 2023-03-01 | GTM | Hays Joseph Christopher | Pres, COO | F - Tax | $24.17 | -10.7K | 610.7K | -2% | -$258.0K |
| DM | 2023-03-03 | 2023-03-01 | GTM | Hays Joseph Christopher | Pres, COO | M - OptEx | $0.00 | -40.7K | 1,875 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 469 | — | 621,283 | D | — | — | (F2) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-01 | M | A | 40,219 | — | 620,814 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 115 | $24.17 | 610,609 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 10,559 | $24.17 | 610,724 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 40,219 | $0.00 | 179,200 | D | — · — to — | 40,219 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The Reporting Person received an original grant of 219,419 restricted stock units, which vest as follows: (a) 18.33% on March 1, 2023;(b) 7.5% on March 1, 2024; and 74.17% on March 1, 2025. |
| 6 | Derivative | HSKB Phantom Units | 2023-03-01 | M | D | 469 | $0.00 | 1,875 | D | — · — to — | 469 Common Stock | (F2) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. (F6) Reflects an original amount of 22,500 HSKB Phantom Units of which 50% vested on July 1, 2021 and with the remaining HSKB Phantom Units vesting in equal monthly installments over the two year period following July 1, 2021, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events and other vesting conditions. |