Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001794515-23-000148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-01 | GTM | Hyzer Peter Cameron | CFO | F - Tax | $18.02 | -4,522 | 1.19M | -0.4% | -$81.5K |
| DM | 2023-09-06 | 2023-09-01 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | — | +11.3K | 1.20M | +1.0% | — |
| DM | 2023-09-06 | 2023-09-01 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $0.00 | -11.3K | 85.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-01 | F | D | 1,099 | $18.02 | 1,192,366 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-01 | M | A | 8,571 | — | 1,194,136 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-09-01 | M | A | 2,752 | — | 1,196,888 | D | — | — | (F2) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting will settle into shares of Common Stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-09-01 | F | D | 3,423 | $18.02 | 1,193,465 | D | — | — | |
| 5 | Derivative | HSKB Phantom Units | 2023-09-01 | M | D | 2,752 | $0.00 | 8,257 | D | — · — to — | 2,752 Common Stock | (F2) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting will settle into shares of Common Stock on a one-for-one basis. (F6) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that, upon vesting, will settle in cash or into shares of Common Stock, or a combination thereof at the Issuer's discretion. These HSKB Phantom Units vest as follows: (a) 25% of such HSKB Phantom Units on September 1, 2023; and (b) the remaining 75% of such HSKB Phantom Units in equal quarterly installments over the three-year period following September 1, 2023, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events. |
| 6 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 8,571 | $0.00 | 85,711 | D | — · — to — | 8,571 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The Reporting Person received an original grant of 137,137 restricted stock units, which vest as follows: (a) 25% on March 1, 2023; and (b) the remaining 75% in equal quarterly installments during the 36 months following March 1, 2023. |