Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-01 · accession 0001794515-24-000153 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-09-01 | GTM | Hyzer Peter Cameron | CFO | F - Tax | $9.89 | -3,698 | 1.32M | -0.3% | -$36.6K |
| DM | 2024-09-04 | 2024-09-01 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | — | +9,259 | 1.33M | +0.7% | — |
| DM | 2024-09-04 | 2024-09-01 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $0.00 | -9,259 | 51.4K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-01 | F | D | 3,423 | $9.89 | 1,323,718 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-01 | F | D | 275 | $9.89 | 1,323,443 | D | — | — | |
| 3 | Common | Common Stock | 2024-09-01 | M | A | 688 | — | 1,327,141 | D | — | — | (F3) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-09-01 | M | A | 8,571 | — | 1,326,453 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F2) Includes shares acquired under the ZoomInfo Technologies Inc. Employee Stock Purchase Plan based upon the most current data available. |
| 5 | Derivative | HSKB Phantom Units | 2024-09-01 | M | D | 688 | $0.00 | 5,505 | D | — · — to — | 688 Common Stock | (F3) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis. (F7) Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that, upon vesting, will settle in cash or into shares of Common Stock, or a combination thereof at the Issuer's discretion. These HSKB Phantom Units vest as follows: (a) 25% of such HSKB Phantom Units on September 1, 2023; and (b) the remaining 75% of such HSKB Phantom Units in equal quarterly installments over the three-year period following September 1, 2023, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events. |
| 6 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 8,571 | $0.00 | 51,427 | D | — · — to — | 8,571 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F6) The Reporting Person received an original grant of 137,137 restricted stock units, which vest as follows: (a) 25% on March 1, 2023; and (b) the remaining 75% in equal quarterly installments during the 36 months following March 1, 2023. |