Form 4 for ROK Rockwell Automation
Accepted 2026-07-17 16:07:19 ET · period of report 2026-07-16 · accession 0001794668-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-07-17 16:07 | 2026-07-16 | ROK | Riesterer Terry L. | VP, Ctrl | M - OptEx | $0.00 | +849 | 1,883 | +82% | $0 |
| DT | 2026-07-17 16:07 | 2026-07-16 | ROK | Riesterer Terry L. | VP, Ctrl | S - Sale+OE | $453.24 | -281 | 1,602 | -15% | -$127.4K |
| DT | 2026-07-17 16:07 | 2026-07-16 | ROK | Riesterer Terry L. | VP, Ctrl | M - OptEx | $0.00 | -849 | 850 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-16 | M | A | 849 | $0.00 | 1,883 | D | — | — | |
| 2 | Common | Common Stock | 2026-07-16 | S | D | 281 | $453.24 | 1,602 | D | — | — | (F1) Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026. |
| 3 | Derivative | Restricted Stock Units | 2026-07-16 | M | D | 849 | $0.00 | 850 | D | — · 2025-07-16 to 2027-07-16 | 849 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |