Form 4 for SLQT SelectQuote, Inc.
Accepted 2021-08-30 00:00:00 ET · period of report 2021-08-30 · accession 0001794783-21-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-30 | 2021-08-30 | SLQT | Gunter Matthew Scott | See Remarks | M - OptEx | $1.70 | +67.7K | 331.3K | +26% | +$115.4K |
| D | 2021-08-30 | 2021-08-30 | SLQT | Gunter Matthew Scott | See Remarks | P - Purchase | $8.75 | +1,200 | 307.6K | +0.4% | +$10.5K |
| DM | 2021-08-30 | 2021-08-30 | SLQT | Gunter Matthew Scott | See Remarks | M - OptEx | $0.00 | -67.7K | 22.7K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-08-30 | M | A | 7,300 | $1.88 | 375,275 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-08-30 | M | A | 36,688 | $1.88 | 367,975 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-08-30 | M | A | 23,688 | $1.38 | 331,287 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-08-30 | P | A | 1,200 | $8.75 | 307,599 | D | — | — | |
| 5 | Derivative | Employee Stock Options | 2021-08-30 | M | D | 23,688 | $0.00 | 0 | D | $1.38 · — to 2027-09-27 | 23,688 Common Stock, par value $0.01 per share | (F2) Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to Mr. Gunter under the Company's 2003 Stock Incentive Plan (the "Plan"). (F3) Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on September 27, 2017. |
| 6 | Derivative | Employee Stock Options | 2021-08-30 | M | D | 36,688 | $0.00 | 0 | D | $1.88 · — to 2028-08-22 | 36,688 Common Stock, par value $0.01 per share | (F2) Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to Mr. Gunter under the Company's 2003 Stock Incentive Plan (the "Plan"). (F4) Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on August 22, 2018. |
| 7 | Derivative | Employee Stock Options | 2021-08-30 | M | D | 7,300 | $0.00 | 22,700 | D | $1.88 · — to 2029-02-04 | 7,300 Common Stock, par value $0.01 per share | (F2) Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to Mr. Gunter under the Company's 2003 Stock Incentive Plan (the "Plan"). (F5) Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on February 4, 2019. |