Form 4 for KEQU KEWAUNEE SCIENTIFIC CORP /DE/
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-21 · accession 0001795887-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-23 | 2022-06-21 | KEQU | Ranade Mandar | VP-Information Technology | M - OptEx | $0.00 | +2,049 | 4,163 | +97% | $0 |
| D | 2022-06-23 | 2022-06-21 | KEQU | Ranade Mandar | VP-Information Technology | F - Tax | $13.99 | -585 | 3,578 | -14% | -$8,184 |
| D | 2022-06-23 | 2022-06-21 | KEQU | Ranade Mandar | VP-Information Technology | M - OptEx | $0.00 | -2,049 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-21 | M | A | 2,049 | $0.00 | 4,163 | D | — | — | (F1) Restricted stock units convert to common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-21 | F | D | 585 | $13.99 | 3,578 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-06-21 | M | D | 2,049 | $0.00 | 0 | D | — · — to — | 2,049 Common Stock | (F3) The performance-based restricted stock units subject to the award partially expired on June 19, 2022 as a result of the Company's failure to fully achieve the applicable performance goals over the three-year period. (F1) Restricted stock units convert to common stock on a one-for-one basis. (F2) On December 2, 2019, the reporting person was granted restricted stock units that vest as follows: (a) 974 of the restricted stock units subject to the award consist of service-based restricted stock units, 208 of which vest on June 19, 2020, 383 of which vest on June 19, 2021, and 383 of which vest on June 19, 2022, in each case subject to the reporting person's continued employment with the Company; and (b) 2,273 of the restricted stock units subject tothe award consist of performance-based restricted stock units that vest only if performance goals are achieved through June 19, 2022. The actual number of units (if any) received under this award depend on continued employment and actual performance through June 19, 2022. |