Form 4 for STEP StepStone Group Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001796022-21-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-09-30 | STEP | Randel Johnny D | CFO, 10%, See remarks | C - Cnv Deriv | — | +75.0K | 106.3K | +240% | — |
| D | 2021-10-04 | 2021-09-30 | STEP | Randel Johnny D | CFO, 10%, See remarks | D - Sale to Iss | $0.00 | -75.0K | 1.26M | -6% | $0 |
| DM | 2021-10-04 | 2021-10-01+ | STEP | Randel Johnny D | CFO, 10%, See remarks | S - Sale | $41.78 | -22.6K | 83.7K | -21% | -$944.5K |
| D | 2021-10-04 | 2021-09-30 | STEP | Randel Johnny D | CFO, 10%, See remarks | C - Cnv Deriv | — | -75.0K | 1.26M | -6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-30 | C | A | 75,000 | — | 106,300 | D | — | — | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |
| 2 | Common | Class B Common Stock | 2021-09-30 | D | D | 75,000 | $0.00 | 1,259,626 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-10-01 | S | D | 15,412 | $41.75 | 90,888 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.00 to $42.64. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Class A Common Stock | 2021-10-04 | S | D | 7,193 | $41.85 | 83,695 | D | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.84 to $42.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Class B Units | 2021-09-30 | C | D | 75,000 | — | 1,259,626 | D | — · — to — | 75,000 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |