Form 4 for STEP StepStone Group Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001796022-21-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-04 | 2021-09-30 | STEP | Keck Thomas | Dir, See Remarks | C - Cnv Deriv | — | +400.0K | 400.0K | New | — |
| DMI | 2021-10-04 | 2021-09-30 | STEP | Keck Thomas | Dir, See Remarks | G - Gift | $0.00 | 0 | 650.0K | New | $0 |
| DI | 2021-10-04 | 2021-09-30 | STEP | Keck Thomas | Dir, See Remarks | D - Sale to Iss | $0.00 | -400.0K | 3.80M | -10% | $0 |
| DMI | 2021-10-04 | 2021-09-30 | STEP | Keck Thomas | Dir, See Remarks | G - Gift | — | 0 | 3.15M | New | — |
| DI | 2021-10-04 | 2021-09-30 | STEP | Keck Thomas | Dir, See Remarks | C - Cnv Deriv | — | -400.0K | 3.80M | -10% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-30 | C | A | 400,000 | — | 400,000 | I By Trust | — | — | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled. |
| 2 | Common | Class B Common Stock | 2021-09-30 | G | A | 3,147,166 | $0.00 | 3,147,166 | I By Old Salt Capital LLC | — | — | |
| 3 | Common | Class B Common Stock | 2021-09-30 | G | D | 3,147,166 | $0.00 | 650,000 | I By Trust | — | — | |
| 4 | Common | Class B Common Stock | 2021-09-30 | D | D | 400,000 | $0.00 | 3,797,166 | I By Trust | — | — | |
| 5 | Derivative | Class B Units | 2021-09-30 | G | D | 3,147,166 | — | 650,000 | I By Trust | — · — to — | 3,147,166 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled. |
| 6 | Derivative | Class B Units | 2021-09-30 | C | D | 400,000 | — | 3,797,166 | I By Trust | — · — to — | 400,000 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled. |
| 7 | Derivative | Class B Units | 2021-09-30 | G | A | 3,147,166 | — | 3,147,166 | I By Old Salt Capital LLC | — · — to — | 3,147,166 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled. |