Form 4 for STEP StepStone Group Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001796022-21-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | C - Cnv Deriv | — | +332.6K | 332.6K | New | — |
| D | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | D - Sale to Iss | $0.00 | -332.6K | 2.41M | -12% | $0 |
| DI | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | S - Sale | $51.83 | -332.6K | 0 | -100% | -$17.24M |
| DI | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | D - Sale to Iss | $0.00 | -332.6K | 1.19M | -22% | $0 |
| D | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | S - Sale | $51.83 | -332.6K | 0 | -100% | -$17.24M |
| D | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | C - Cnv Deriv | — | +332.6K | 332.6K | New | — |
| D | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | C - Cnv Deriv | — | -332.6K | 2.41M | -12% | — |
| DI | 2021-11-22 | 2021-11-18 | STEP | McCabe Michael I | Head of Strategy, Dir, See remarks | C - Cnv Deriv | — | -332.6K | 1.19M | -22% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-18 | C | A | 332,584 | — | 332,584 | I | — | — | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |
| 2 | Common | Class B Common Stock | 2021-11-18 | D | D | 332,584 | $0.00 | 2,406,142 | D By Trust | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-18 | S | D | 332,584 | $51.83 | 0 | I | — | — | |
| 4 | Common | Class B Common Stock | 2021-11-18 | D | D | 332,584 | $0.00 | 1,187,416 | I | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-18 | S | D | 332,584 | $51.83 | 0 | D By Trust | — | — | |
| 6 | Common | Class A Common Stock | 2021-11-18 | C | A | 332,584 | — | 332,584 | D By Trust | — | — | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |
| 7 | Derivative | Class B Units | 2021-11-18 | C | D | 332,584 | — | 2,406,142 | D By Trust | — · — to — | 332,584 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |
| 8 | Derivative | Class B Units | 2021-11-18 | C | D | 332,584 | — | 1,187,416 | I | — · — to — | 332,584 Class A Common Stock | (F2) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. |