Form 4 for STEP StepStone Group Inc.

Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001796022-21-000114 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-12-16	2021-12-15	STEP	Keck Thomas	Dir, See Remarks	C - Cnv Deriv	—	+450.0K	450.0K	New	—
DI	2021-12-16	2021-12-15	STEP	Keck Thomas	Dir, See Remarks	D - Sale to Iss	$0.00	-450.0K	200.0K	-69%	$0
DI	2021-12-16	2021-12-15	STEP	Keck Thomas	Dir, See Remarks	C - Cnv Deriv	—	-450.0K	200.0K	-69%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-12-15	C	A	450,000	—	450,000	I By Trust	—	—	(F2) The Reporting Person entered into a lock-up agreement restricting the sale or transfer of securities of the Issuer in connection with a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. These securities remain subject to the restrictions of the lock-up agreement until the expiration of the lock-up period on February 13, 2022. (F3) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.
2	Common	Class B Common Stock	2021-12-15	D	D	450,000	$0.00	200,000	I By Trust	—	—
3	Derivative	Class B Units	2021-12-15	C	D	450,000	—	200,000	I By Trust	— · — to —	450,000 Class A Common Stock	(F3) The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.