Form 4 for PEN Penumbra Inc
Accepted 2025-11-18 00:00:00 ET · period of report 2025-11-15 · accession 0001796068-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-11-18 | 2025-11-17 | PEN | Shiu Lambert | CAO | A - Grant | $0.00 | +3,580 | 35.6K | +11% | $0 | |
| M | 2025-11-18 | 2025-11-15 | PEN | Shiu Lambert | CAO | F - Tax | $280.07 | -852 | 32.5K | -3% | -$238.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-17 | A | A | 3,580 | $0.00 | 35,565 | D | — | — | (F4) On November 17, 2025, the Reporting Person was granted 3,580 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date. (F3) Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-11-15 | F | D | 506 | $280.07 | 31,985 | D | — | — | (F3) Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. (F2) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-11-15 | F | D | 346 | $280.07 | 32,491 | D | — | — | (F3) Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. (F2) A portion of these shares is subject to vesting. |