Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC

Accepted 2026-02-03 00:00:00 ET · period of report 2026-02-01 · accession 0001796495-26-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2026-02-03	2026-02-01	NLY	Wolfe Serena	CFO	F - Tax	$23.01	-35.7K	144.0K	-20%	-$820.5K
	2026-02-03	2026-02-01	NLY	Wolfe Serena	CFO	A - Grant	$23.01	+45.6K	189.6K	+32%	+$1.05M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-02-01	F	D	35,660	$23.01	143,985	D	—	—	(F1) Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2026 of restricted stock unit ("RSU") awards previously granted on February 1, 2023, February 1, 2024 and February 1, 2025. (F2) Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.
2	Common	Common Stock	2026-02-01	A	A	45,632	$23.01	189,617	D	—	—	(F3) Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). (F2) Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.