Form 4/A for LXFR LUXFER HOLDINGS PLC
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-13 · accession 0001799809-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Glise Megan Elizabeth | GC, Sec | F - Tax | $19.51 | -544 | 1,564 | -26% | -$10.6K |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Glise Megan Elizabeth | GC, Sec | M - OptEx | — | +1,339 | 1,887 | +244% | — |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Glise Megan Elizabeth | GC, Sec | M - OptEx | — | -1,339 | 1,500 | -47% | — |
| DA | 2022-03-16 | 2022-03-14 | LXFR | Glise Megan Elizabeth | GC, Sec | A - Grant | — | +1,600 | 1,600 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-14 | F | D | 221 | $19.51 | 1,887 | D | — | — | (F3) The original Form 4, filed on March 15, 2022, stated that 271 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 221 Ordinary Shares were withheld. |
| 2 | Common | Ordinary Shares | 2022-03-14 | M | A | 544 | — | 2,108 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-03-13 | F | D | 323 | $19.51 | 1,564 | D | — | — | (F2) The original Form 4, filed on March 15, 2022, stated that 396 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 323 Ordinary Shares were withheld. |
| 4 | Common | Ordinary Shares | 2022-03-13 | M | A | 795 | — | 1,887 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 544 | — | 500 | D | — · — to — | 544 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 6 | Derivative | Restricted Stock Units | 2022-03-13 | M | D | 795 | — | 1,500 | D | — · — to — | 795 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 7 | Derivative | Restricted Stock Units | 2022-03-14 | A | A | 1,600 | — | 1,600 | D | — · — to — | 1,600 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The Restricted Stock Units vest in four equal installments beginning on March 14, 2023. |