Form 4 for PLBY Playboy, Inc.
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001803914-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-02-03 | 2023-02-01 | PLBY | Kohn Bernhard L III | CEO, Pres, Dir | M - OptEx | $2.56 | +502.4K | 125.4K | New | +$1.29M |
| DMI | 2023-02-03 | 2023-02-01 | PLBY | Kohn Bernhard L III | CEO, Pres, Dir | M - OptEx | $0.00 | -849.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | M | A | 426,994 | $2.56 | 445,309 | I by Woodburn Dr LP | — | — | (F2) Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. (F1) Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. (F3) Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-02-01 | M | A | 75,361 | $2.56 | 125,361 | I by Cold Springs Trust | — | — | (F2) Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering. (F1) Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus. (F4) Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. |
| 3 | Derivative | Subscription Right | 2023-02-01 | M | D | 50,000 | $0.00 | 0 | I by Cold Springs Trust | $2.56 · 2022-12-16 to 2023-01-23 | 75,361 Common Stock | (F4) Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. |
| 4 | Derivative | Subscription Right | 2023-02-01 | M | D | 799,684 | $0.00 | 0 | I by Woodburn Dr LP | $2.56 · 2022-12-16 to 2023-01-23 | 426,994 Common Stock | (F3) Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. |