Form 4 for PLBY Playboy, Inc.
Accepted 2023-10-11 00:00:00 ET · period of report 2023-10-09 · accession 0001803914-23-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-11 | 2023-10-09 | PLBY | Riley Christopher | GC, Sec | A - Grant | $0.00 | +280.0K | 485.5K | +136% | $0 |
| D | 2023-10-11 | 2023-10-09 | PLBY | Riley Christopher | GC, Sec | D - Sale to Iss | — | -36.6K | 0 | -100% | — |
| D | 2023-10-11 | 2023-10-09 | PLBY | Riley Christopher | GC, Sec | A - Grant | $0.00 | +129.6K | 129.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-09 | A | A | 280,000 | $0.00 | 485,517 | D | — | — | (F1) Represents a grant of restricted stock units that vests in two equal installments on each of the first two (2) anniversaries of the vesting start date (June 30, 2023). (F2) Includes 47,537 unvested shares under a performance-based restricted stock unit award previously reported on a Form 4 filed November 2, 2021 for which the performance-based vesting was amended to time-based vesting by the Issuer on October 9, 2023. Half of such shares (rounded down to the nearest whole share) will vest as of June 30, 2024 and the remaining portion of such shares will vest as of June 30, 2025. |
| 2 | Derivative | Stock Option (Right to buy) | 2023-10-09 | D | D | 36,590 | — | 0 | D | $28.08 · — to 2031-10-29 | 36,590 Common Stock | (F3) The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 4 filed on November 2, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 31,507 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation. |
| 3 | Derivative | Stock Option (Right to buy) | 2023-10-09 | A | A | 129,630 | $0.00 | 129,630 | D | $0.66 · — to 2033-10-09 | 129,630 Common Stock | (F4) The option is exercisable with respect to 50% of the shares as of June 30, 2024 and with respect to the remaining shares as of June 30, 2025. |