Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2024-09-09 00:00:00 ET · period of report 2024-09-05 · accession 0001805077-24-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-09 | 2024-09-05 | EOSE | Puri Sumeet | CAO | M - OptEx | $0.00 | +68.3K | 68.3K | New | $0 |
| D | 2024-09-09 | 2024-09-05 | EOSE | Puri Sumeet | CAO | F - Tax | $2.33 | -18.8K | 49.5K | -27% | -$43.8K |
| D | 2024-09-09 | 2024-09-05 | EOSE | Puri Sumeet | CAO | M - OptEx | $0.00 | -68.3K | 136.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-05 | M | A | 68,333 | $0.00 | 68,333 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-05 | F | D | 18,786 | $2.33 | 49,547 | D | — | — | (F1) Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2024-09-05 | M | D | 68,333 | $0.00 | 136,667 | D | — · — to — | 68,333 Common Stock | (F2) The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date. (F3) Each RSU represents a contingent right to receive one share of common stock. (F4) Not applicable. |