Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001805281-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-16 | EXLS | Mahon Anita | EVP, Chief Growth Off | M - OptEx | $0.00 | +660 | 8,957 | +8% | $0 |
| D | 2023-02-21 | 2023-02-16 | EXLS | Mahon Anita | EVP, Chief Growth Off | F - Tax | $172.03 | -338 | 8,619 | -4% | -$58.1K |
| D | 2023-02-21 | 2023-02-16 | EXLS | Mahon Anita | EVP, Chief Growth Off | M - OptEx | $0.00 | -660 | 1,980 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-02-16 | M | A | 660 | $0.00 | 8,957 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-02-16 | F | D | 338 | $172.03 | 8,619 | D | — | — | (F2) The reporting person's restricted stock units reported in this report vested on February 16, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 3 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 660 | $0.00 | 1,980 | D | — · — to — | 660 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F3) On February 16, 2022, the reporting person was granted 2,640 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units will vest on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026. |