Form 4 for RKT Rocket Companies, Inc.
Accepted 2024-08-28 00:00:00 ET · period of report 2024-08-26 · accession 0001805284-24-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-08-28 | 2024-08-26 | RKT | Banfield William D. | Chief Business Off | A - Grant | $0.00 | +48.1K | 600.0K | +9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2024-08-26 | A | A | 48,123 | $0.00 | 599,967 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on August 26, 2024 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on March 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. |