Form 4 for RKT Rocket Companies, Inc.
Accepted 2025-03-11 00:00:00 ET · period of report 2025-03-07 · accession 0001805284-25-000031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-11 | 2025-03-07 | RKT | Rizik Matthew | Dir | A - Grant | $0.00 | +133.2K | 1.03M | +15% | $0 |
| D | 2025-03-11 | 2025-03-07 | RKT | Rizik Matthew | Dir | A - Grant | $0.00 | +88.8K | 88.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-03-07 | A | A | 133,164 | $0.00 | 1,033,184 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date. |
| 2 | Derivative | Cash-Settled Restricted Stock Units | 2025-03-07 | A | A | 88,776 | $0.00 | 88,776 | D | — · — to — | 88,776 Class A common stock | (F2) Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date. |