Form 4 for RKT Rocket Companies, Inc.

Accepted 2025-03-11 00:00:00 ET · period of report 2025-03-07 · accession 0001805284-25-000032 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2025-03-11	2025-03-07	RKT	Lovier Heather M.	COO	F - Tax	$15.77	-34.6K	642.7K	-5%	-$546.4K
	2025-03-11	2025-03-07	RKT	Lovier Heather M.	COO	A - Grant	$0.00	+174.4K	677.4K	+35%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A common stock	2025-03-07	F	D	34,648	$15.77	642,740	D	—	—
2	Common	Class A common stock	2025-03-07	A	A	174,381	$0.00	677,388	D	—	—	(F1) Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. (F2) The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 30,376 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024.