Form 4 for RKT Rocket Companies, Inc.
Accepted 2025-12-09 00:00:00 ET · period of report 2025-12-07 · accession 0001805284-25-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-09 | 2025-12-08+ | RKT | Rizik Matthew | Dir | S - Sale | $18.80 | -5,000 | 1.09M | -0.5% | -$94.0K |
| D | 2025-12-09 | 2025-12-07 | RKT | Rizik Matthew | Dir | A - Grant | $0.00 | +110.4K | 1.10M | +11% | $0 |
| D | 2025-12-09 | 2025-12-07 | RKT | Rizik Matthew | Dir | A - Grant | $0.00 | +73.6K | 147.5K | +99% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-12-08 | S | D | 2,500 | $18.78 | 1,096,036 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A common stock | 2025-12-09 | S | D | 2,500 | $18.81 | 1,093,536 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A common stock | 2025-12-07 | A | A | 110,352 | $0.00 | 1,098,536 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date. |
| 4 | Derivative | Cash-Settled Restricted Stock Units | 2025-12-07 | A | A | 73,568 | $0.00 | 147,548 | D | — · — to — | 73,568 Class A common stock | (F5) Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date. |