Form 4 for RKT Rocket Companies, Inc.
Accepted 2026-03-10 00:00:00 ET · period of report 2026-03-07 · accession 0001805284-26-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-10 | 2026-03-07 | RKT | Malhotra Shawn | CTO | A - Grant | $0.00 | +250.8K | 987.2K | +34% | $0 | |
| 2026-03-10 | 2026-03-07 | RKT | Malhotra Shawn | CTO | F - Tax | $14.95 | -15.7K | 971.5K | -2% | -$235.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2026-03-07 | A | A | 250,836 | $0.00 | 987,229 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. |
| 2 | Common | Class A common stock | 2026-03-07 | F | D | 15,723 | $14.95 | 971,506 | D | — | — |