Form 4 for RKT Rocket Companies, Inc.
Accepted 2026-03-10 00:00:00 ET · period of report 2025-09-07 · accession 0001805284-26-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-10 | 2025-09-07+ | RKT | Rizik Matthew | Dir | J - Other | $17.61 | -29.6K | 1.04M | -3% | -$521.0K |
| DM | 2026-03-10 | 2025-09-07+ | RKT | Rizik Matthew | Dir | M - OptEx | — | +29.6K | 1.05M | +3% | — |
| DM | 2026-03-10 | 2025-09-07+ | RKT | Rizik Matthew | Dir | M - OptEx | $0.00 | -29.6K | 147.5K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2026-03-07 | J | D | 14,796 | $14.95 | 1,038,536 | D | — | — | |
| 2 | Common | Class A common stock | 2026-03-07 | M | A | 14,796 | — | 1,053,332 | D | — | — | (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. |
| 3 | Common | Class A common stock | 2025-09-07 | J | D | 14,796 | $20.26 | 1,038,536 | D | — | — | |
| 4 | Common | Class A common stock | 2025-09-07 | M | A | 14,796 | — | 1,053,332 | D | — | — | (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. |
| 5 | Derivative | Cash-Settled Restricted Stock Units | 2026-03-07 | M | D | 14,796 | $0.00 | 132,752 | D | — · — to — | 14,796 Class A common stock | (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. |
| 6 | Derivative | Cash-Settled Restricted Stock Units | 2025-09-07 | M | D | 14,796 | $0.00 | 147,548 | D | — · — to — | 14,796 Class A common stock | (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. |