InsiderTrades

Form 4 for RKT Rocket Companies, Inc.

Accepted 2026-09-09 19:12:03 ET · period of report 2026-09-07 · accession 0001805284-26-000098 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2026-09-09 19:12 2026-09-07 RKT Rizik Matthew Dir M - OptEx — +14.8K 2.44M +0.6% —
D 2026-09-09 19:12 2026-09-07 RKT Rizik Matthew Dir J - Other $14.06 -14.8K 2.42M -0.6% -$208.0K
D 2026-09-09 19:12 2026-09-07 RKT Rizik Matthew Dir M - OptEx $0.00 -14.8K 105.7K -12% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A common stock 2026-09-07 M A 14,796 — 2,439,337 D — — (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. (F2) Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
2 Common Class A common stock 2026-09-07 J D 14,796 $14.06 2,424,541 D — — (F2) Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
3 Derivative Cash-Settled Restricted Stock Units 2026-09-07 M D 14,796 $0.00 105,695 D — · — to — 14,796 Class A common stock (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. (F1) Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.