Form 4 for RKT Rocket Companies, Inc.
Accepted 2026-09-09 19:12:15 ET · period of report 2026-09-07 · accession 0001805284-26-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-09 19:12 | 2026-09-07 | RKT | Lovier Heather M. | COO | F - Tax | $14.06 | -61.7K | 2.26M | -3% | -$867.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2026-09-07 | F | D | 61,669 | $14.06 | 2,259,115 | D | — | — | (F1) Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. (F2) Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. |