Form 4 for RKT Rocket Companies, Inc.

Accepted 2026-09-09 19:12:32 ET · period of report 2026-09-07 · accession 0001805284-26-000103 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2026-09-09 19:12	2026-09-07+	RKT	Brown Brian Nicholas	Pres, Chief Fin Off	F - Tax	$14.06	-58.7K	1.62M	-3%	-$825.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A common stock	2026-09-07	F	D	44,042	$14.06	1,638,741	D	—	—	(F1) Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. (F2) Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
2	Common	Class A common stock	2026-09-08	F	D	14,675	$14.06	1,624,066	D	—	—	(F1) Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. (F2) Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.