Form 4 for LIDR AEye, Inc.

Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0001807992-24-000006 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-05-17	2024-05-15	LIDR	Fisch Matthew	CEO, Dir	S - Sale	$3.37	-4,816	140.3K	-3%	-$16.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-05-15	S	D	1,068	$3.74	139,238	D	—	—	(F5) This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
2	Common	Common Stock	2024-05-15	S	D	3,748	$3.27	140,306	D	—	—	(F2) This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F3) The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share. (F4) The total reflects a reduction of 66,666 shares under the performance-based award made to the Reporting Person on February 13, 2023, as the performance condition for the award was not satisfied.