Form 4 for NAUT Nautilus Biotechnology, Inc.
Accepted 2024-09-25 00:00:00 ET · period of report 2024-09-23 · accession 0001808805-24-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-25 | 2024-09-23 | NAUT | Godwin Mary E. | Senior VP, Ops | M - OptEx | $0.46 | +47.0K | 47.0K | New | +$21.6K |
| D | 2024-09-25 | 2024-09-23 | NAUT | Godwin Mary E. | Senior VP, Ops | S - Sale+OE | $2.87 | -47.0K | 0 | -100% | -$135.0K |
| D | 2024-09-25 | 2024-09-23 | NAUT | Godwin Mary E. | Senior VP, Ops | M - OptEx | $0.00 | -47.0K | 353.3K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-23 | M | A | 47,031 | $0.46 | 47,031 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-23 | S | D | 47,031 | $2.87 | 0 | D | — | — | (F1) Represents the weighted average share price of an aggregate total of 47,031 shares purchased in the price range of $2.80 to $3.02 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-09-23 | M | D | 47,031 | $0.00 | 353,337 | D | $0.46 · — to 2030-01-30 | 47,031 Common Stock | (F2) Subject to reporting person's continuous status as a "Service Provider" (as defined in the Nautilus Subsidiary, Inc. 2017 Equity Incentive Plan) through each vesting date, twenty-five percent (25%) of the shares subject to the Option shall vest on the one (1) year anniversary of the Vesting Commencement Date (as defined below), and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). The Vesting Commencement date is January 21, 2020. |