Form 4/A for ALIT Alight, Inc. / Delaware
Accepted 2025-03-11 00:00:00 ET · period of report 2021-12-20 · accession 0001809104-25-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-03-11 | 2021-12-20 | ALIT | Massey Richard N | Dir | M - OptEx | — | +78.04 | 270.0K | +0.0% | — |
| DA | 2025-03-11 | 2021-12-20 | ALIT | Massey Richard N | Dir | M - OptEx | — | -78.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-20 | M | A | 78.04 | — | 269,982 | D | — | — | (F1) The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable. (F2) Reflects the number of shares beneficially owned after the make-whole exercise on December 20, 2021 described above. No shares were withheld in connection with such exercise. As of the date hereof, after taking into account this amendment, the Reporting Person beneficially owns 1,473,489 shares of common stock reportable in Table I. |
| 2 | Derivative | Warrants to purchase Class A Common Stock | 2021-12-20 | M | D | 78,043 | — | 0 | D | — · 2021-08-02 to — | 78,043 Class A Common Stock | (F3) Not applicable. (F1) The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable. |