Form 4 for U Unity Software Inc.
Accepted 2023-11-29 00:00:00 ET · period of report 2023-11-27 · accession 0001810806-23-000198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-29 | 2023-11-27 | U | Barrysmith Mark | Principal Accounting Off | S - Sale | $28.20 | -2,846 | 141.0K | -2% | -$80.2K |
| 2023-11-29 | 2023-11-27 | U | Barrysmith Mark | Principal Accounting Off | A - Grant | $0.00 | +49.7K | 143.8K | +53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-27 | S | D | 2,596 | $28.13 | 141,223 | D | — | — | (F3) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.77 to $28.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 5 of this Form 4. |
| 2 | Common | Common Stock | 2023-11-27 | A | A | 49,718 | $0.00 | 143,819 | D | — | — | (F1) Represents restricted stock units granted to the reporting person. The shares subject to the award vest over 4 years, with 25% of the shares vesting on May 25, 2023 and the remainder of the shares vesting quarterly thereafter over the remaining 3 years, subject to the reporting person's continued service through each vesting date. (F2) Includes 395 shares purchased by the Reporting Person in exempt transactions pursuant to Rule 16b-3(c) under the company's employee stock purchase plan. |
| 3 | Common | Common Stock | 2023-11-27 | S | D | 250 | $28.87 | 140,973 | D | — | — | (F3) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.77 to $29.06, inclusive. |