Form 4 for DCTH DELCATH SYSTEMS, INC.
Accepted 2024-05-16 00:00:00 ET · period of report 2024-04-18 · accession 0001811824-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-05-16 | 2024-04-18 | DCTH | Aharon Gil | Dir | C - Cnv Deriv | $0.00 | +991.6K | 2.68M | +59% | $0 |
| I | 2024-05-16 | 2024-04-18 | DCTH | Aharon Gil | Dir | X - OptEx | $6,199.46 | +619.9K | 2.68M | +30% | +$3.84B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-04-18 | C | A | 991,615 | $0.00 | 2,681,271 | I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds | — | — | (F3) 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares. (F2) Reporting Person disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| 2 | Common | Common Shares | 2024-04-18 | X | A | 619,946 | $6,199.46 | 2,681,271 | I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds | — | — | (F1) 619,946 common shares acquired via exercise of pre-funded warrants at $0.01 (F2) Reporting Person disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |