Form 4 for DCTH DELCATH SYSTEMS, INC.
Accepted 2024-12-26 00:00:00 ET · period of report 2024-12-24 · accession 0001811824-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-12-26 | 2024-12-24 | DCTH | Aharon Gil | Dir | C - Cnv Deriv | $10.00 | +250.0K | 3.01M | +9% | +$2.50M |
| DI | 2024-12-26 | 2024-12-24 | DCTH | Aharon Gil | Dir | M - OptEx | $9.99 | +604.0K | 1.32M | +84% | +$6.03M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2024-12-24 | C | A | 250,000 | $10.00 | 3,013,468 | I By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | — | — | (F1) Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. (F2) Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| 2 | Derivative | Pre-funded Warrants | 2024-12-24 | M | A | 603,954 | $9.99 | 1,323,919 | I By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | $0.01 · — to — | 603,954 DELCATH SYSTEMS, INC. | (F1) Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00. (F2) Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein (F3) NA |