Form 4 for KEQU KEWAUNEE SCIENTIFIC CORP /DE/
Accepted 2022-06-27 00:00:00 ET · period of report 2022-06-23 · accession 0001814145-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-27 | 2022-06-23 | KEQU | Batdorff Douglas J. | VP of Manufacturing Ops | M - OptEx | $0.00 | +988 | 2,338 | +73% | $0 |
| D | 2022-06-27 | 2022-06-23 | KEQU | Batdorff Douglas J. | VP of Manufacturing Ops | F - Tax | $13.82 | -283 | 2,055 | -12% | -$3,911 |
| D | 2022-06-27 | 2022-06-23 | KEQU | Batdorff Douglas J. | VP of Manufacturing Ops | M - OptEx | $0.00 | -988 | 5,429 | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-23 | M | A | 988 | $0.00 | 2,338 | D | — | — | (F1) Restricted stock units convert to common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-23 | F | D | 283 | $13.82 | 2,055 | D | — | — | |
| 3 | Derivative | Restricted Stock Units FY21 | 2022-06-23 | M | D | 988 | $0.00 | 5,429 | D | — · — to — | 988 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F2) On June 23, 2020, the reporting person was granted restricted stock units that vest as follows: (a) 40% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 23, 2021, subject to the reporting person's continued employment with the Company, and (b) 60% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that vest only if performance goals are achieved over a three-year period. The actual number of units (if any) received under this award will depend on continued employment and actual performance over the three-year performance period. |