Form 4 for ROOT Root, Inc.
Accepted 2026-04-03 09:24:31 ET · period of report 2026-04-01 · accession 0001815994-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-03 09:24 | 2026-04-01 | ROOT | Timm Alexander E. | CEO, Dir, 10% | F - Tax | $43.26 | -47.0K | 275.3K | -15% | -$2.03M |
| D | 2026-04-03 09:24 | 2026-04-01 | ROOT | Timm Alexander E. | CEO, Dir, 10% | M - OptEx | $0.00 | +63.0K | 303.9K | +26% | $0 |
| D | 2026-04-03 09:24 | 2026-04-01 | ROOT | Timm Alexander E. | CEO, Dir, 10% | M - OptEx | $0.00 | -63.0K | 84.0K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-01 | F | D | 14,965 | $43.26 | 244,372 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 2 | Common | Class A Common Stock | 2026-04-01 | F | D | 3,480 | $43.26 | 240,892 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 3 | Common | Class A Common Stock | 2026-04-01 | M | A | 62,969 | $0.00 | 303,861 | D | — | — | |
| 4 | Common | Class A Common Stock | 2026-04-01 | F | D | 28,557 | $43.26 | 275,304 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2026-04-01 | M | D | 62,969 | $0.00 | 83,958 | D | — · — to 2028-04-01 | 62,969 Class A Common Stock | (F2) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. (F2) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |