Form 4 for CMPS COMPASS Pathways plc
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-01 · accession 0001816590-22-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-15 | 2022-02-01 | CMPS | OWENS MATTHEW A | GC, CLO | A - Grant | $0.00 | +12.4K | 12.4K | New | $0 |
| D | 2022-02-15 | 2022-02-01 | CMPS | OWENS MATTHEW A | GC, CLO | A - Grant | $0.00 | +100.0K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-01 | A | A | 12,400 | $0.00 | 12,400 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Represents a grant of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2023. |
| 2 | Derivative | Share Option (Right to Buy) | 2022-02-01 | A | A | 100,000 | $0.00 | 100,000 | D | $15.75 · 2023-02-23 to 2032-01-31 | 100,000 Common Stock | (F3) 25% of the shares underlying this option vest and become exercisable on February 1, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter. |