Form 4 for CMPS COMPASS Pathways plc
Accepted 2022-03-31 00:00:00 ET · period of report 2022-02-01 · accession 0001816590-22-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-03-31 | 2022-03-29 | CMPS | Goldsmith George Jay | CEO, Dir, 10% | S - Sale | $12.48 | -6,372 | 4.27M | -0.1% | -$79.5K |
| I | 2022-03-31 | 2022-02-01 | CMPS | Goldsmith George Jay | CEO, Dir, 10% | A - Grant | $0.00 | +13.0K | 4.27M | +0.3% | $0 |
| 2022-03-31 | 2022-03-29 | CMPS | Goldsmith George Jay | CEO, Dir, 10% | S - Sale | $12.48 | -6,372 | 4.28M | -0.1% | -$79.5K | |
| 2022-03-31 | 2022-02-01 | CMPS | Goldsmith George Jay | CEO, Dir, 10% | A - Grant | $0.00 | +29.0K | 4.29M | +0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-29 | S | D | 6,372 | $12.48 | 4,268,197 | I | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Shares were sold to satisfy payment of tax liability upon RSUs vesting. |
| 2 | Common | Ordinary Shares | 2022-02-01 | A | A | 13,000 | $0.00 | 4,274,569 | I | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting. |
| 3 | Common | Ordinary Shares | 2022-03-29 | S | D | 6,372 | $12.48 | 4,284,201 | D By: Spouse | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Shares were sold to satisfy payment of tax liability upon RSUs vesting. (F4) Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company. |
| 4 | Common | Ordinary Shares | 2022-02-01 | A | A | 29,000 | $0.00 | 4,290,573 | D By: Spouse | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting. (F4) Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company. |