Form 4 for CMPS COMPASS Pathways plc
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001816590-22-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-01 | CMPS | Nath Kabir | CEO, Dir | A - Grant | $0.00 | +50.0K | 50.0K | New | $0 |
| D | 2022-08-03 | 2022-08-01 | CMPS | Nath Kabir | CEO, Dir | A - Grant | $0.00 | +600.0K | 600.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-08-01 | A | A | 50,000 | $0.00 | 50,000 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Represents a grant of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest as to one-fourth of the shares underlying the RSUs on August 1, 2023 and as to the remaining three-fourths in equal monthly installments over the following 36 months. |
| 2 | Derivative | Share Option (Right to Buy) | 2022-08-01 | A | A | 600,000 | $0.00 | 600,000 | D | $14.94 · 2023-08-01 to 2032-07-31 | 600,000 Ordinary Shares | (F3) This non-qualified share option was granted by the Issuer as a material inducement to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4). (F4) The RSUs vest in four equal annual installments, with the first installment vesting on August 1, 2023. |