Form 4 for CMPS COMPASS Pathways plc
Accepted 2023-11-02 00:00:00 ET · period of report 2023-11-01 · accession 0001816590-23-000135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-02 | 2023-11-01 | CMPS | Goldsmith George Jay | Dir, 10% | F - Tax | $5.78 | -1,526 | 4.27M | -0.0% | -$8,820 |
| 2023-11-02 | 2023-11-01 | CMPS | Goldsmith George Jay | Dir, 10% | F - Tax | $5.78 | -1,470 | 4.27M | -0.0% | -$8,497 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-11-01 | F | D | 1,526 | $5.78 | 4,267,441 | I | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. |
| 2 | Common | Ordinary Shares | 2023-11-01 | F | D | 1,470 | $5.78 | 4,270,099 | D By: Spouse | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. (F3) Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |