Form 4 for CMPS COMPASS Pathways plc
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001816590-23-000145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-15 | 2023-12-13+ | CMPS | Goldsmith George Jay | Dir, 10% | S - Sale | $7.82 | -4,232 | 4.27M | -0.1% | -$33.1K |
| MI | 2023-12-15 | 2023-12-13+ | CMPS | Goldsmith George Jay | Dir, 10% | S - Sale | $7.82 | -4,232 | 4.26M | -0.1% | -$33.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-12-14 | S | D | 1,377 | $7.81 | 4,265,867 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. |
| 2 | Common | Ordinary Shares | 2023-12-13 | S | D | 2,855 | $7.82 | 4,264,586 | I By: Spouse | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. (F4) Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |
| 3 | Common | Ordinary Shares | 2023-12-13 | S | D | 2,855 | $7.82 | 4,267,244 | D By: Spouse | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. (F4) Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |
| 4 | Common | Ordinary Shares | 2023-12-14 | S | D | 1,377 | $7.81 | 4,263,209 | I | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. |