Form 4 for CMPS COMPASS Pathways plc
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001816590-24-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | CMPS | Loxam Teri | CFO | A - Grant | $0.00 | +62.7K | 62.7K | New | $0 |
| D | 2024-03-05 | 2024-03-01 | CMPS | Loxam Teri | CFO | A - Grant | $0.00 | +117.6K | 117.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-01 | A | A | 62,718 | $0.00 | 62,718 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on March 1, 2025. |
| 2 | Derivative | Share Option (Right to Buy) | 2024-03-01 | A | A | 117,643 | $0.00 | 117,643 | D | $11.48 · 2025-03-01 to 2034-02-28 | 117,643 Ordinary Shares | (F3) 25% of the shares underlying this option vest and become exercisable on March 1, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter. |