Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-16 · accession 0001817358-21-000189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-16 | ASO | Davis Heather A. | See Remarks | M - OptEx | $16.77 | +7,229 | 8,251 | +707% | +$121.2K |
| D | 2021-09-17 | 2021-09-16 | ASO | Davis Heather A. | See Remarks | S - Sale+OE | $46.06 | -7,229 | 5,210 | -58% | -$333.0K |
| DM | 2021-09-17 | 2021-09-16 | ASO | Davis Heather A. | See Remarks | M - OptEx | $0.00 | -7,229 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | M | A | 2,806 | $16.38 | 12,439 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 7,229 | $46.06 | 5,210 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.04 to $46.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan. |
| 3 | Common | Common Stock | 2021-09-16 | M | A | 1,382 | $16.38 | 9,633 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-16 | M | A | 3,041 | $17.30 | 8,251 | D | — | — | |
| 5 | Derivative | Stock Options (Right to Buy) | 2021-09-16 | M | D | 3,041 | $0.00 | 0 | D | $17.30 · — to 2030-03-05 | 3,041 Common Stock | (F3) These time-based options are fully vested. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-09-16 | M | D | 1,382 | $0.00 | 0 | D | $16.38 · — to 2029-08-29 | 1,382 Common Stock | (F4) These performance-based options are fully vested. |
| 7 | Derivative | Stock Options (Right to Buy) | 2021-09-16 | M | D | 2,806 | $0.00 | 0 | D | $16.38 · — to 2029-08-29 | 2,806 Common Stock | (F3) These time-based options are fully vested. |