Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001817358-21-000202 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15+ | ASO | Lawrence Steven Paul | EVP, CMO | M - OptEx | $16.80 | +187.1K | 210.0K | +817% | +$3.14M |
| DM | 2021-11-17 | 2021-11-15+ | ASO | Lawrence Steven Paul | EVP, CMO | S - Sale+OE | $48.07 | -187.1K | 111.6K | -63% | -$8.99M |
| DM | 2021-11-17 | 2021-11-15+ | ASO | Lawrence Steven Paul | EVP, CMO | M - OptEx | $0.00 | -187.1K | 66.0K | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 1,467 | $17.30 | 116,673 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | S | D | 853 | $48.11 | 115,820 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Common Stock | 2021-11-15 | S | D | 1,467 | $48.10 | 114,353 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Common Stock | 2021-11-15 | S | D | 2,800 | $48.07 | 111,553 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 5 | Common | Common Stock | 2021-11-16 | M | A | 56,835 | $17.30 | 266,841 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-16 | M | A | 26,704 | $16.57 | 293,545 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-16 | S | D | 98,453 | $48.07 | 195,092 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 8 | Common | Common Stock | 2021-11-16 | S | D | 56,835 | $48.06 | 138,257 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 9 | Common | Common Stock | 2021-11-16 | S | D | 26,704 | $48.06 | 111,553 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 10 | Common | Common Stock | 2021-11-15 | M | A | 853 | $16.57 | 115,206 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-15 | M | A | 2,800 | $16.57 | 114,353 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-16 | M | A | 98,453 | $16.57 | 210,006 | D | — | — | |
| 13 | Derivative | Stock Options (Right to Buy) | 2021-11-15 | M | D | 2,800 | $0.00 | 125,602 | D | $16.57 · — to 2029-03-07 | 2,800 Common Stock | (F8) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 14 | Derivative | Stock Options (Right to Buy) | 2021-11-15 | M | D | 853 | $0.00 | 32,372 | D | $16.57 · — to 2029-03-07 | 853 Common Stock | (F9) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 15 | Derivative | Stock Options (Right to Buy) | 2021-11-16 | M | D | 26,704 | $0.00 | 5,668 | D | $16.57 · — to 2029-03-07 | 26,704 Common Stock | (F9) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 16 | Derivative | Stock Options (Right to Buy) | 2021-11-16 | M | D | 98,453 | $0.00 | 27,149 | D | $16.57 · — to 2029-03-07 | 98,453 Common Stock | (F8) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 17 | Derivative | Stock Options (Right to Buy) | 2021-11-16 | M | D | 56,835 | $0.00 | 9,209 | D | $17.30 · — to 2030-03-05 | 56,835 Common Stock | (F8) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 18 | Derivative | Stock Options (Right to Buy) | 2021-11-15 | M | D | 1,467 | $0.00 | 66,044 | D | $17.30 · — to 2030-03-05 | 1,467 Common Stock | (F8) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |