Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-18 · accession 0001817358-21-000205 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-19 | 2021-11-18 | ASO | Ennis William S. | SVP, CHRO | M - OptEx | $16.63 | +95.4K | 34.0K | New | +$1.59M |
| DM | 2021-11-19 | 2021-11-18 | ASO | Ennis William S. | SVP, CHRO | S - Sale+OE | $49.70 | -95.4K | 32.1K | -75% | -$4.74M |
| DM | 2021-11-19 | 2021-11-18 | ASO | Ennis William S. | SVP, CHRO | M - OptEx | $0.00 | -95.4K | 7,884 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | M | A | 29,394 | $16.48 | 61,502 | D | — | — | (F2) Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan. |
| 2 | Common | Common Stock | 2021-11-18 | S | D | 29,394 | $49.70 | 32,108 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Common Stock | 2021-11-18 | M | A | 30,912 | $16.70 | 63,020 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-18 | S | D | 30,912 | $49.70 | 32,108 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 5 | Common | Common Stock | 2021-11-18 | M | A | 27,367 | $16.70 | 59,475 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-18 | S | D | 27,367 | $49.70 | 32,108 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 7 | Common | Common Stock | 2021-11-18 | S | D | 1,932 | $49.72 | 32,108 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 8 | Common | Common Stock | 2021-11-18 | S | D | 1,933 | $49.73 | 32,108 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 9 | Common | Common Stock | 2021-11-18 | M | A | 1,933 | $16.70 | 34,041 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-18 | S | D | 1,933 | $49.72 | 32,108 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.56 to $49.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 11 | Common | Common Stock | 2021-11-18 | M | A | 1,933 | $16.70 | 34,041 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-18 | S | D | 1,933 | $49.73 | 32,108 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 13 | Common | Common Stock | 2021-11-18 | M | A | 1,932 | $16.70 | 34,040 | D | — | — | |
| 14 | Common | Common Stock | 2021-11-18 | M | A | 1,933 | $16.70 | 34,041 | D | — | — | |
| 15 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 1,932 | $0.00 | 5,952 | D | $16.70 · — to 2027-03-23 | 1,932 Common Stock | (F10) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 16 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 1,933 | $0.00 | 9,817 | D | $16.70 · — to 2027-03-23 | 1,933 Common Stock | (F10) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 17 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 1,933 | $0.00 | 11,750 | D | $16.70 · — to 2027-03-23 | 1,933 Common Stock | (F10) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 18 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 27,367 | $0.00 | 0 | D | $16.70 · — to 2027-03-23 | 27,367 Common Stock | (F9) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 19 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 30,912 | $0.00 | 0 | D | $16.70 · — to 2026-03-27 | 30,912 Common Stock | (F9) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 20 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 29,394 | $0.00 | 0 | D | $16.48 · — to 2028-04-05 | 29,394 Common Stock | (F9) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 21 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | M | D | 1,933 | $0.00 | 7,884 | D | $16.70 · — to 2027-03-23 | 1,933 Common Stock | (F10) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |