Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2022-09-14 00:00:00 ET · period of report 2022-09-13 · accession 0001817358-22-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-14 | 2022-09-13 | ASO | Johnson Samuel J | EVP, Retail Ops | M - OptEx | $16.89 | +112.0K | 180.3K | +164% | +$1.89M |
| D | 2022-09-14 | 2022-09-13 | ASO | Johnson Samuel J | EVP, Retail Ops | S - Sale+OE | $48.46 | -112.0K | 132.5K | -46% | -$5.43M |
| DM | 2022-09-14 | 2022-09-13 | ASO | Johnson Samuel J | EVP, Retail Ops | M - OptEx | $0.00 | -112.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-13 | M | A | 6,625 | $16.70 | 244,539 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-13 | M | A | 18,998 | $16.57 | 237,914 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-13 | M | A | 38,572 | $16.57 | 218,916 | D | — | — | |
| 4 | Common | Common Stock | 2022-09-13 | S | D | 112,000 | $48.46 | 132,539 | D | — | — | (F2) Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.26 to $48.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 5 | Common | Common Stock | 2022-09-13 | M | A | 47,805 | $17.30 | 180,344 | D | — | — | (F1) Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan. |
| 6 | Derivative | Stock Options (Right to Buy) | 2022-09-13 | M | D | 18,998 | $0.00 | 0 | D | $16.57 · — to 2029-03-07 | 18,998 Common Stock | (F5) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 7 | Derivative | Stock Options (Right to Buy) | 2022-09-13 | M | D | 6,625 | $0.00 | 5,103 | D | $16.70 · — to 2027-06-06 | 6,625 Common Stock | (F5) These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 8 | Derivative | Stock Options (Right to Buy) | 2022-09-13 | M | D | 47,805 | $0.00 | 1,952 | D | $17.30 · — to 2030-03-05 | 47,805 Common Stock | (F4) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 9 | Derivative | Stock Options (Right to Buy) | 2022-09-13 | M | D | 38,572 | $0.00 | 0 | D | $16.57 · — to 2029-03-07 | 38,572 Common Stock | (F4) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |