Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2022-11-23 00:00:00 ET · period of report 2022-11-22 · accession 0001817358-22-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-23 | 2022-11-22+ | ASO | Maini Manish | SVP, CIO | S - Sale+OE | $50.85 | -97.7K | 147.6K | -40% | -$4.97M |
| DM | 2022-11-23 | 2022-11-22+ | ASO | Maini Manish | SVP, CIO | M - OptEx | $16.70 | +97.7K | 147.7K | +195% | +$1.63M |
| DM | 2022-11-23 | 2022-11-22+ | ASO | Maini Manish | SVP, CIO | M - OptEx | $16.70 | -97.7K | 131.5K | -43% | -$1.63M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-23 | S | D | 97,640 | $50.85 | 147,639 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-23 | M | A | 97,640 | $16.70 | 245,279 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-22 | M | A | 100 | $16.70 | 147,739 | D | — | — | (F2) Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan. |
| 4 | Common | Common Stock | 2022-11-22 | S | D | 100 | $50.85 | 147,639 | D | — | — | |
| 5 | Derivative | Stock Options (Right to Buy) | 2022-11-23 | M | D | 97,640 | $16.70 | 33,883 | D | $16.70 · — to 2027-06-06 | 97,640 Common Stock | (F3) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 6 | Derivative | Stock Options (Right to Buy) | 2022-11-22 | M | D | 100 | $16.70 | 131,523 | D | $16.70 · — to 2027-06-06 | 100 Common Stock | (F3) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |