Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-13 · accession 0001817358-22-000190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-14 | 2022-12-13 | ASO | Maini Manish | SVP, CIO | M - OptEx | $16.58 | +600 | 147.8K | +0.4% | +$9,950 |
| D | 2022-12-14 | 2022-12-13 | ASO | Maini Manish | SVP, CIO | S - Sale+OE | $57.85 | -600 | 147.6K | -0.4% | -$34.7K |
| DM | 2022-12-14 | 2022-12-13 | ASO | Maini Manish | SVP, CIO | M - OptEx | $16.58 | -600 | 35.6K | -2% | -$9,950 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-13 | M | A | 200 | $16.57 | 148,239 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-13 | S | D | 600 | $57.85 | 147,639 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-13 | M | A | 200 | $16.48 | 148,039 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-13 | M | A | 200 | $16.70 | 147,839 | D | — | — | |
| 5 | Derivative | Stock Options (Right to Buy) | 2022-12-13 | M | D | 200 | $16.70 | 33,683 | D | $16.70 · — to 2027-06-06 | 200 Common Stock | (F2) These time-based options are fully vested. |
| 6 | Derivative | Stock Options (Right to Buy) | 2022-12-13 | M | D | 200 | $16.48 | 33,028 | D | $16.48 · — to 2028-04-05 | 200 Common Stock | (F3) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 7 | Derivative | Stock Options (Right to Buy) | 2022-12-13 | M | D | 200 | $16.57 | 35,617 | D | $16.57 · — to 2029-03-07 | 200 Common Stock | (F3) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |